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The
Nation requires a Homeland Security Advisory System to provide
a comprehensive and effective means to disseminate information
regarding the risk of terrorist acts to Federal, State, and
local authorities and to the American people. This system
provides warnings in the form of a set of graduated "Threat
Conditions" that increase as the risk of the threat increases.
At each Threat Condition, Federal departments and agencies
implement a corresponding set of "Protective Measures" to
further reduce vulnerability or increase response capability
during a period of heightened alert.
This system is intended
to create a common vocabulary, context, and structure for
an ongoing evaluation of the threats that confront the homeland
and the appropriate measures that should be taken in response.
It seeks to inform and facilitate decisions appropriate to
different levels of government and to private citizens at
home and at work.
The Homeland Security
Advisory System has five Threat Conditions, each identified
by a description and corresponding color. The higher
the Threat Condition, the greater the risk of a terrorist
attack. Risk includes both the probability of an attack occurring
and its potential gravity. Threat Conditions are assigned
by the Attorney General in consultation with the Assistant
to the President for Homeland Security. Except in exigent
circumstances, the Attorney General seeks the views of the
appropriate Homeland Security Principals or their subordinates,
and other parties as appropriate, on the Threat Condition
to be assigned. Threat Conditions may be assigned for the
entire Nation, or they may be set for a particular geographic
area or industrial sector. Assigned Threat Conditions are
reviewed at regular intervals to determine whether adjustments
are warranted.
The assignment of
a Threat Condition prompts the implementation of an appropriate
set of Protective Measures. Protective Measures are the specific
steps an organization takes to reduce its vulnerability or
increase its ability to respond during a period of heightened
alert. The authority to craft and implement Protective Measures
rests with the Federal departments and agencies. Department
and agency heads are responsible for developing their own
Protective Measures and other antiterrorism or self-protection
and continuity plans, and resourcing, rehearsing, documenting,
and maintaining these plans. Additionally, they are responsible
for taking all appropriate proactive steps to reduce the vulnerability
of their personnel and facilities to terrorist attack.
The Director of
Central Intelligence (CIA) and the Attorney General ensure
that a continuous and timely flow of integrated threat assessments
and reports is provided to the President, the Vice President,
Assistant to the President and Chief of Staff, the Assistant
to the President for Homeland Security, and the Assistant
to the President for National Security Affairs. Whenever possible
and practicable, these integrated threat assessments and reports
are reviewed and commented upon by the wider interagency community.
A decision on which
Threat Condition to assign integrates a variety of considerations.
This integration relies on qualitative assessment, not quantitative
calculation. Higher Threat Conditions indicate greater risk
of a terrorist act, with risk including both probability and
gravity. Despite best efforts, there can be no guarantee that,
at any given Threat Condition, a terrorist attack will not
occur. An initial and important factor is the quality of the
threat information itself. The evaluation of this threat information
includes, but not be limited to, the following factors:
- To what degree is the threat information
credible?
- To what degree is the threat information
corroborated?
- To what degree is the threat specific and/or
imminent?
- How grave are the potential consequences
of the threat?
Threat Conditions
and Associated Protective Measures
The world has changed
since September 11, 2001. We remain a Nation at risk to terrorist
attacks and will remain at risk for the foreseeable future.
At all Threat Conditions, we must remain vigilant, prepared,
and ready to deter terrorist attacks. The following Threat
Conditions each represent an increasing risk of terrorist
attacks. Beneath each Threat Condition are some suggested
Protective Measures, recognizing that the heads of Federal
departments and agencies are responsible for developing and
implementing appropriate agency-specific Protective Measures:
- Low
Condition (Green)
This condition is declared when there is a low risk
of terrorist attacks. Federal departments and agencies should
consider the following general measures in addition to the
agency-specific Protective Measures they develop and implement:
- Refining and exercising as appropriate preplanned
Protective Measures;
- Ensuring personnel receive proper training on the
Homeland Security Advisory System and specific preplanned
department or agency Protective Measures; and
- Institutionalizing a process to assure that all facilities
and regulated sectors are regularly assessed for vulnerabilities
to terrorist attacks, and all reasonable measures are
taken to mitigate these vulnerabilities.
- Guarded
Condition (Blue)
This condition is declared when there is
a general risk of terrorist attacks. In addition to the
Protective Measures taken in the previous Threat Condition,
Federal departments and agencies should consider the following
general measures in addition to the agency-specific Protective
Measures that they will develop and implement:
- Checking communications with designated emergency
response or command locations;
- Reviewing and updating emergency response procedures;
and
- Providing the public with any information that would
strengthen its ability to act appropriately.
- Elevated
Condition (Yellow)
An Elevated Condition is declared when there is a significant
risk of terrorist attacks. In addition to the Protective
Measures taken in the previous Threat Conditions, Federal
departments and agencies should consider the following general
measures in addition to the Protective Measures that they
will develop and implement:
- Increasing surveillance of critical locations;
- Coordinating emergency plans as appropriate with nearby
jurisdictions;
- Assessing whether the precise characteristics of the
threat require the further refinement of preplanned
Protective Measures; and
- Implementing, as appropriate, contingency and emergency
response plans.
- High
Condition (Orange)
A High Condition is declared when there is a high risk of
terrorist attacks. In addition to the Protective Measures
taken in the previous Threat Conditions, Federal departments
and agencies should consider the following general measures
in addition to the agency-specific Protective Measures that
they will develop and implement:
- Coordinating necessary security efforts with Federal,
State, and local law enforcement agencies or any National
Guard or other appropriate armed forces organizations;
- Taking additional precautions at public events and
possibly considering alternative venues or even cancellation;
- Preparing to execute contingency procedures, such
as moving to an alternate site or dispersing their workforce;
and
- Restricting threatened facility access to essential
personnel only.
- Severe
Condition (Red)
A Severe Condition reflects a severe risk of terrorist attacks.
Under most circumstances, the Protective Measures for a
Severe Condition are not intended to be sustained for substantial
periods of time. In addition to the Protective Measures
in the previous Threat Conditions, Federal departments and
agencies also should consider the following general measures
in addition to the agency-specific Protective Measures that
they will develop and implement:
- Increasing or redirecting personnel to address critical
emergency needs;
- Assigning emergency response personnel and pre-positioning
and mobilizing specially trained teams or resources;
- Monitoring, redirecting, or constraining transportation
systems; and
- Closing public and government facilities.
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